TRUST & SECURITY
Regulatory Compliance & Security
Our commitment to regulatory excellence and security ensures your investments are protected by the highest standards of compliance and fiduciary responsibility.
OUR COMMITMENT
Built on Trust and Security
Venture Asset Management operates under the highest standards of regulatory compliance, ensuring your investments are protected and managed with unwavering integrity.
Fiduciary Responsibility
As registered investment advisors, we maintain fiduciary responsibility to act in our clients' best interests at all times. This legal obligation ensures that all investment recommendations prioritize client welfare over firm profits.
Regulatory Oversight
Full registration with relevant securities authorities ensures compliance with all investment advisor regulations, providing clients with regulatory protection and oversight of our operations.
Asset Protection
Client assets are held at premier institutional custodians with SIPC insurance protection. Our cybersecurity protocols and operational procedures provide multiple layers of protection for client information and assets.
Regulatory Registrations & Certifications
SEC Registered
Securities and Exchange Commission registration and oversight
SIPC Protected
Securities Investor Protection Corporation coverage
Registered Investment Advisor
Full fiduciary responsibility and regulatory compliance
All investment advisory services are provided in accordance with applicable federal and state securities laws. Our regulatory compliance program is designed to ensure adherence to all applicable regulations and to protect client interests through comprehensive oversight and monitoring.